Is your firm prepared for an SRA audit? Webinar by InfoTrack
22 May 2024 – 11.00 am – 1 hour
Due to the Economic Crime and Corporate Transparency Act, the Solicitors Regulation Authority (SRA) now has unlimited fining powers, prompting law firms to review their processes and procedures when it comes to their regulatory obligations.
In this live webinar presented by HiveRisk’s founder & CEO, Kate Burt, you will receive practical advice and insights to ensure your law firm’s preparedness for an SRA visit regarding AML compliance. In this session Kate will cover: –
- AML Insights: Explore the latest Regulatory AML obligations affecting law firms within scope
- SRA Firm Visits: Understand expectations and nuances surrounding proactive visits from the SRA.
- Visit Preparation: Learn practical strategies to prepare for and manage SRA visits efficiently.
- Audit Readiness Strategies: Discover how your firm can adopt and maintain strategies to stay audit-ready.
- Technology’s Role: Uncover the impact of technology, including MLRO firm-wide oversight, ongoing monitoring, and comprehensive audit trails on risk and compliance.
Book now!
InfoTrack is a powerful digital conveyancing solution offering client onboarding, searches, post-completion, report on title and more.